Risk, Compliance and AMLCompliance Management Systems and Regulatory Reporting
Regulators across Southern, East and West Africa increasingly expect organisations to demonstrate a structured compliance management system rather than ad hoc reactive fixes. This course guides participants through building such a system in line with ISO 37301 principles, mapping regulatory obligations from bodies such as central banks and capital markets authorities, and producing accurate, timely regulatory returns. Delegates work through a full compliance obligations register during the sessions.
Course objectives
- Design a compliance management system aligned to ISO 37301 principles
- Build and maintain a regulatory obligations register across multiple jurisdictions
- Establish compliance monitoring and testing programmes
- Prepare accurate and timely regulatory returns and filings
- Report compliance status and breaches to senior management and regulators
Who should attend
- Compliance officers and compliance managers
- Legal and regulatory affairs professionals
- Risk and internal control officers
- Company secretaries with compliance oversight
- Regulatory reporting analysts in banks, insurers and telecoms
Course outline
- 01Principles of a compliance management system under ISO 37301
- 02Building a regulatory obligations register across jurisdictions
- 03Compliance monitoring plans and testing methodologies
- 04Regulatory reporting cycles, returns and common filing errors
- 05Escalating and remediating compliance breaches
- 06Reporting to the board and engaging with regulators
Scheduled sessions
| Dates | Venue | Format | Price | Register |
|---|---|---|---|---|
| 2 to 4 September 2026 | Gaborone, Botswana | Classroom | R11,995 per delegate | Register Now |
| 17 to 19 March 2027 | Windhoek, Namibia | Classroom | R11,995 per delegate | Register Now |
| 16 to 18 April 2027 | London, United Kingdom | Classroom | R11,995 per delegate | Register Now |
| 2 to 4 June 2027 | Accra, Ghana | Classroom | R11,995 per delegate | Register Now |